-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdMbH6Gjn/eIlUH8CSQWHQFTxPvpZxsrVMvs2U20bk9Mjb1wH6QZWK++3ZRcxLSe DdqDwKVWGWfjkPRFqv98Sg== 0000950138-03-000635.txt : 20031113 0000950138-03-000635.hdr.sgml : 20031113 20031112185805 ACCESSION NUMBER: 0000950138-03-000635 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELLSTAR CORP CENTRAL INDEX KEY: 0000913590 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 752479727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-42959 FILM NUMBER: 03995422 BUSINESS ADDRESS: STREET 1: 1730 BRIERCROFT DR CITY: CARROLLTON STATE: TX ZIP: 75006 BUSINESS PHONE: 972-466-5000 MAIL ADDRESS: STREET 1: 1730 BRIERCROFT DRIVE STREET 2: LEGAL DEPT. CITY: CARROLLTON STATE: TX ZIP: 75006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROTH MICHAEL CENTRAL INDEX KEY: 0001010207 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 BUSINESS PHONE: 4142411810 MAIL ADDRESS: STREET 1: 10556 N PORT WASHINGTON RD CITY: MEQUON STATE: WI ZIP: 53092 SC 13D 1 nov13d-2.txt \STARK-ROTH FILINGS\NOV CELLSTAR 13D AM #2\ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)* CELLSTAR CORP. --------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 150925105 ------------ (CUSIP Number) Collin Lancaster General Counsel Stark Investments 3600 South Lake Drive St. Francis, WI 53235 414-294-7000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 10, 2003 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d 1(e), 13d 1(f) or 13d 1(g), check the following box [ ] * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). Page 2 of 7 _____________________________________________________________________________ NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only) 1 Michael A. Roth and Brian J. Stark, as joint filers pursuant to Rule 13d-1(k) _____________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] _____________________________________________________________________________ 3 SEC USE ONLY _____________________________________________________________________________ SOURCE OF FUNDS 4 N/A _____________________________________________________________________________ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED 5 PURSUANT TO ITEM 2(d) OR 2(e) [ ] _____________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States _____________________________________________________________________________ NUMBER OF 7 SOLE VOTING POWER SHARES 4,495,042 (See Item 5) ______________________________________________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ______________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 4,495,042 (See Item 5) ______________________________________________________________ PERSON 10 SHARED DISPOSITIVE POWER WITH 0 _____________________________________________________________________________ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 4,495,042 (See Item 5) _____________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*[ ] _____________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 22% (See Item 5) _____________________________________________________________________________ TYPE OF REPORTING PERSON* 14 IN _____________________________________________________________________________ Page 3 of 7 Item 1 Security and Issuer. This Amendment No. 2 on Schedule 13D is filed in connection with the shares of Common Stock, par value $0.01 per share (the "Shares"), of Cellstar Corp. (the "Company"), with its principal executive offices at 1730 Briecroft Drive, Carrolton, TX 75006. This Amendment No. 2 hereby amends and supplements the Schedule 13D originally filed on March 12, 2002, as amended by Amendment No. 1 on November 5, 2003. Item 2. Identity and Background. The business address for Messrs. Roth and Stark and the entities is c/o Stark Investments, 3600 South Lake Drive, St. Francis WI 53235. Item 3. Source and Amount of Funds or Other Consideration. N/A Item 4. Purpose of Transaction. The Reporting Persons intend to continue to evaluate the performance of its Shares as an investment in the ordinary course of business. Item 5. Interest in Securities of the Issuer. (a)(b) The Reporting Persons currently beneficially own an aggregate of 4,495,042 shares of Common Stock or 22% of the outstanding shares of Common Stock which the Company has indicated, in its Quarterly Report on Form 10Q for the quarterly period ended August 31, 2003, to be 20,354,364 shares of Common Stock. (c) See Exhibit A attached hereto. (d)(e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. N/A Item 7. Material to be Filed as Exhibits. Exhibit 1 - Joint Filing Agreement. Page 4 of 7 Signatures After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 12, 2003 /s/ Michael A. Roth ----------------------- Michael A. Roth /s/ Brian J. Stark ----------------------- Brian J. Stark Page 5 of 7 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of an Amendment No. 2 to Schedule 13D (including amendments thereto) with respect to certain shares of Common Stock, $.01 par value of Cellstar Corp. and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings. The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate. IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on November 12, 2003. /s/ Michael A. Roth ----------------------- Michael A. Roth /s/ Brian J. Stark ----------------------- Brian J. Stark Page 6 of 7 Exbibit A QUANTITY SOLD PRICE Date of Sale BALANCE 1. 500 13.98 11/05/2003 4,706,249 2. 26196 14 11/05/2003 4,680,053 3. 500 14.01 11/05/2003 4,679,553 4. 300 14.02 11/05/2003 4,679,253 5. 300 14.03 11/05/2003 4,678,953 6. 404 14.05 11/05/2003 4,678,549 7. 1450 14.06 11/05/2003 4,677,099 8. 750 14.15 11/05/2003 4,676,349 9. 300 14.16 11/05/2003 4,676,049 10. 6600 14.75 11/05/2003 4,669,449 11. 2300 14.8 11/05/2003 4,667,149 12. 1800 14.81 11/05/2003 4,665,349 13. 600 14.813 11/05/2003 4,664,749 14. 3600 14.82 11/05/2003 4,661,149 15. 1000 14.83 11/05/2003 4,660,149 16. 1300 14.85 11/05/2003 4,658,849 17. 1400 14.9 11/05/2003 4,657,449 18. 9705 $13.00 11/06/2003 4,647,744 19. 5300 $13.01 11/06/2003 4,642,444 20. 7700 $13.02 11/06/2003 4,634,744 21. 2600 $13.03 11/06/2003 4,632,144 22. 100 $13.04 11/06/2003 4,632,044 23. 3551 $13.05 11/06/2003 4,628,493 24. 5276 $13.06 11/06/2003 4,623,217 25. 4600 $13.07 11/06/2003 4,618,617 26. 24 $13.08 11/06/2003 4,618,593 27. 4200 $13.10 11/06/2003 4,614,393 28. 600 $13.12 11/06/2003 4,613,793 29. 6195 $13.15 11/06/2003 4,607,598 30. 1900 $13.16 11/06/2003 4,605,698 31. 1000 $13.17 11/06/2003 4,604,698 32. 1000 $13.19 11/06/2003 4,603,698 33. 14205 $13.20 11/06/2003 4,589,493 34. 400 $13.21 11/06/2003 4,589,093 35. 63 $13.22 11/06/2003 4,589,030 36. 2237 $13.23 11/06/2003 4,586,793 37. 6200 $13.25 11/06/2003 4,580,593 38. 600 $13.26 11/06/2003 4,579,993 39. 2300 $13.30 11/06/2003 4,577,693 40. 1163 $13.32 11/06/2003 4,576,530 41. 100 $13.35 11/06/2003 4,576,430 Page 7 of 7 42. 700 $13.36 11/06/2003 4,575,730 43. 1600 $13.38 11/06/2003 4,574,130 44. 4237 $13.45 11/06/2003 4,569,893 45. 1100 $13.70 11/06/2003 4,568,793 46. 1000 $13.73 11/06/2003 4,567,793 47. 1200 $13.82 11/06/2003 4,566,593 48. 1100 $13.85 11/06/2003 4,565,493 49. 300 $13.86 11/06/2003 4,565,193 50. 1000 $13.87 11/06/2003 4,564,193 51. 1800 $13.90 11/06/2003 4,562,393 52. 800 $13.91 11/06/2003 4,561,593 53. 23050 $13.00 11/07/2003 4,538,543 54. 400 $13.01 11/07/2003 4,538,143 55. 5000 $13.03 11/07/2003 4,533,143 56. 7400 $13.05 11/07/2003 4,525,743 57. 400 $13.07 11/07/2003 4,525,343 58. 500 $13.09 11/07/2003 4,524,843 59. 200 $13.10 11/07/2003 4,524,643 60. 950 $13.14 11/07/2003 4,523,693 61. 1900 $13.19 11/07/2003 4,521,793 62. 1600 $13.20 11/07/2003 4,520,193 63. 300 $13.22 11/07/2003 4,519,893 64. 100 $13.23 11/07/2003 4,519,793 65. 600 $13.25 11/07/2003 4,519,193 66. 200 $13.27 11/07/2003 4,518,993 67. 5,919 $13.00 11/10/2003 4,513,074 68. 400 $13.01 11/10/2003 4,512,674 69. 4,000 $13.03 11/10/2003 4,508,674 70. 1,651 $13.05 11/10/2003 4,507,023 71. 1,800 $13.06 11/10/2003 4,505,223 72. 2,700 $13.08 11/10/2003 4,502,523 73. 3,200 $13.12 11/10/2003 4,499,323 74. 3,481 $13.13 11/10/2003 4,495,842 75. 800 $13.23 11/10/2003 4,495,042 -----END PRIVACY-ENHANCED MESSAGE-----